FCA Umbrella and Support Services

YOUR TRUSTED PARTNER IN WEALTH MANAGEMENT

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We provide cost effective solutions to enable wealth managers, client advisors, brokers and others to meet their Compliance requirements and administrative needs.

As an FCA-authorised firm, we offer a comprehensive plug-and-play package, acting as your virtual Compliance office to streamline
compliance setup and administration.

By maintaining a select client base, we ensure personalized, high-quality service tailored to your needs.

At Capital Systematics, we understand the unique challenges independent wealth managers face, balancing personalized service with operational efficiency while navigating regulatory complexities. Our solutions are designed to empower you with flexibility, compliance assurance and cost-effective infrastructure, ensuring you remain in control of your business.

FAMILY OFFICE SERVICES

We can assist family offices seeking to expand their UK capabilities with regulatory, infrastructure and support services. We operate a fully compliant onshore platform. Please contact us directly for a personal consultation to discuss how we can help meet your needs.

CORPORATE FINANCE PLATFORM

We provide Compliance cover to selected corporate finance advisors, corporate brokers and others, to help them meet their regulatory obligations quickly and easily. As experienced dealmakers, we understand your business and can meet its needs efficiently.

We offer a complete plug-and-play package covering capital introductions, M&A and other transactions, acting as your virtual Compliance office and taking over all key aspects of regulatory set-up and administration. We pride ourselves on personal, individually-tailored, professional service.

Contact us for a personal consultation at admin@capsys.co.uk